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GMP Securities

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Corporate / Regulatory and Legal Disclosures / Canadian Regulatory and Legal Disclosures

Regulatory and Legal Disclosures

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  • Canadian Regulatory & Legal Disclosures
    • Best Execution and Order Handling
    • Trade Matching Statement
    • Accessible Customer Service Policy
  • U.S. Regulatory & Legal Disclosures
    • Griffiths McBurney Corp. SEC Rule 606
    • Griffiths McBurney Corp. Business Continuity Plan Summary Notice
  • U.K. Regulatory & Legal Disclosures
    • Conflicts of Interest Policy

Canadian Regulatory & Legal Disclosures


  • Best Execution and Order Handling Disclosure
  • Trade Matching Statement
  • Accessible Customer Service Policy
  • GMP FirstEnergy Retail Registered Plan Accounts

Capital Markets

Provides a broad range of investment banking, institutional sales and trading and research services to corporate clients and institutional investors around the globe.

  • Investment Banking
  • Sales and Trading
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Wealth Management

The Wealth Management segment consists of GMP's non-controlling ownership interest in Richardson GMP.

  • Richardson GMP

Investor Relations

GMP Capital Inc. is a leading independent, diversified financial services firm with a reputation for excellence in execution.

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IIROC

Member – Canadian Investor Protection Fund