Griffiths McBurney Corp. Privacy Notice

By opening an account with Griffiths McBurney Corp. you have disclosed to us non-public information which we require to service your needs, such as name, address, and settlement information. Griffiths McBurney Corp. will not share any non-public information you have provided to us, except with our parent GMP Capital Inc. ("GMP"). Griffiths McBurney Corp. has an operating agreement with GMP, whereby GMP handles all trading and settlement operations required in servicing your account. Additionally Griffiths McBurney Corp. and GMP may also disclose such non-public information to regulatory bodies and/or as required by law.

Griffiths McBurney Corp. and GMP policies and procedures ensure all non-public information disclosed to us is kept on a confidential and need to know basis at all times. In addition, Griffiths McBurney Corp. and GMP will not share any non-public information you disclose to us with any other affiliated or non-affiliated third party except as noted above.

If you have any questions regarding our Privacy Policy, please contact your Registered Representative.
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GMP Capital Inc. Privacy Notice. Griffiths McBurney Corp. SEC Rule 606. Information on Multiple Markets.
Complaints Procedure. Griffiths McBurney Corp. Business Continuity Plan Notice. GMP NI24-101 Trade-Matching Statement.
GMP Securities, LLC Business Continuity Plan Notice. GMP Securities, LLC SEC Rule 606
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All references to GMP Australia mean GMP Securities Australia Pty Limited